Director, Compliance
Company: Fidelity Investments
Location: Cambridge
Posted on: October 19, 2024
Job Description:
Job Description:The RoleThe Director will be responsible for
assisting the administration of F-Prime Capital's compliance
program, working with a multi-functional team of compliance, legal
and business professionals. The Director will be expected to
provide compliance support and guidance and have a significant role
in protecting the interests of F-Prime. To ensure the preservation
of F-Prime's reputation for excellence, the Director must
demonstrate superior work ethic and leadership ability, commitment
to F-Prime's values, and high-quality assurance standards.F-Prime
is a venture capital firm affiliated with FMR LLC, the parent
company of Fidelity Investments. - F-Prime invests in a wide
spectrum of asset classes, typically in early-stage private
companies either directly or through one or more third-party funds.
- Such asset classes include biotechnology, therapeutics,
technology, telecommunications, blockchain or other crypto related
businesses, and disruptive sciences.This role will include a blend
of at-home and in-office work in Cambridge.The Expertise and Skills
You Bring Education and Experience:
- 5+ years compliance and/or regulatory experience in the
financial services environment
- Knowledge of securities laws, private funds and venture capital
is a plus
- Demonstrated record of analyzing complex matters
- 4-year college degree required, MBA or JD is a plusSkills and
Knowledge:
- Knowledge of the Investment Adviser Act of 1940
- Strong analytical, organizational, and creative problem-solving
skills
- Ability to influence key decision makers through a combination
of knowledge, reasoning, and relationships
- Ability to pick-up new concepts quickly and consider unintended
impacts of day-to-day decisions
- Ability to work in a fast-paced environment and multi-task
- Team player with strong interpersonal skills and the ability to
work collaboratively across functionsDaily & Monthly
Responsibilities:
- Draft and review compliance policies and procedures in
collaboration with F-Prime business professionals
- Identify and raise matters to F-Prime's Vice President of Risk
& Compliance
- Advise on compliance and ethics policies, and matters involving
potentially material, non-public information
- Assist with risk assessments, audits, and regulatory
filings.
- Encourage a culture of diversity, inclusion, ownership, and
empowerment
- Thoughtful decision making to improve the associate experience
while maintaining a strong culture of compliance
- Intellectual curiosityThe TeamGlobal, private equity firm with
> $2.5B AUM, investing in early to mid-stage healthcare
companies primarily in biotechnology, medical devices, diagnostics,
healthcare IT, and healthcare services. As part of the team, you
will work collaboratively with F-Prime business professionals as a
point of contact for compliance issues that arise within
F-Prime.Certifications:Company Overview Fidelity Investments is a
privately held company with a mission to strengthen the financial
well-being of our clients. We help people invest and plan for their
future. We assist companies and non-profit organizations in
delivering benefits to their employees. And we provide institutions
and independent advisors with investment and technology solutions
to help invest their own clients' money. Join Us At Fidelity,
you'll find endless opportunities to build a meaningful career that
positively impacts peoples' lives, including yours. You can take
advantage of flexible benefits that support you through every stage
of your career, empowering you to thrive at work and at home.
Honored with a , we have been recognized by our employees as a top
10 Best Place to Work in 2024. And you don't need a finance
background to succeed at Fidelity-we offer a range of opportunities
for learning so you can build the career you've always imagined.
blends the best of working offsite with maximizing time together in
person to meet associate and business needs. Currently, most hybrid
roles require associates to work onsite all business days of one
assigned week per four-week period (beginning in September 2024,
the requirement will be two full assigned weeks). At Fidelity, we
value honesty, integrity, and the safety of our associates and
customers within a heavily regulated industry. Certain roles may
require candidates to go through a preliminary credit check during
the screening process. Candidates who are presented with a Fidelity
offer will need to go through a background investigation, , and may
be asked to provide additional documentation as requested. This
investigation includes but is not limited to a criminal, civil
litigations and regulatory review, employment, education, and
credit review (role dependent). These investigations will account
for 7 years or more of history, depending on the role. Where
permitted by federal or state law, Fidelity will also conduct a
pre-employment drug screen, which will review for the following
substances: Amphetamines, THC (marijuana), cocaine, opiates,
phencyclidine. We invite you to Find Your Fidelity at . Fidelity
Investments is an equal opportunity employer. We believe that the
most effective way to attract, develop and retain a diverse
workforce is to build an enduring culture of inclusion and
belonging.Fidelity will reasonably accommodate applicants with
disabilities who need adjustments to participate in the application
or interview process. To initiate a request for an accommodation,
contact the HR Accommodation Team by sending an email to .
We welcome those with experience in jobs such as Senior Accountant,
Retail Sales Representative, and Accounts Payable Clerk and others
in the Accounting and Finance to apply.
Keywords: Fidelity Investments, Waltham , Director, Compliance, Executive , Cambridge, Massachusetts
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